- Anti Money Laundering, Fraud
- Design & Review of Policy & Procedures & Effectiveness
- Risk Assessment & Red Flags
- Specialised Focus – KYC, CDD, Trade Based, Retail etc
- Technology – Implementation
- Reporting – STR, CTR
ADVISORY
Under this vertical, we will deliver a holistic programme that is best-in-class, covering the major areas that any Organisation needs focus People, Process, Technology, Risk & Compliance. Effective and Efficient solutions across these dimensions will be offered:
- Anti Financial Crime
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- Enterprise Risk Management
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- Enterprise Risk Assessments
- Gap Analysis and Effectiveness
- Interplay with various Types
- 3 Lines of Defense
- Governance & Risk Reporting
- Third Party Risk Management
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- RFP, Vendor Selection Process
- Risk based Vendor Risk Programme
- Regulatory Compliance Adherence
- KPIs/ KRIs & Governance
- SLA Monitoring
- Vendor Audit
- InfoSec & Resiliency Management
- Termination and Exit Management
- Operational Risk
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- Policies, Standards & Procedures
- Risk Taxonomy & Risk Register
- Risk Appetite
- Risk & Controls Self Assessments
- Development of KPIs and KRIs
- Incident Management , Escalation
- Information Security & Cyber Risk
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- InfoSec Risk Assessment & effectiveness of Countermeasures
- Compliance Gap Assessments
- Focused reviews – Penetration Testing, Data Center, Assets Disposal, Records, SDLC etc
- Logical Access Controls review
- ISMS Implementation– ISO 27001 Implementation & Audit Readiness
- Resiliency / BCM
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- Resilient & not Business Continuity
- Business Impact Analysis
- Selection and Set up of Resiliency
- Development of Testing Strategy - Citywide, Building, Key People
- Emergency Response Programme - Call Tree, Crisis Teams – Gold, Silver
- BCMS Implementation – ISO 22301 Implementation & Audit Readiness
- Compliance
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- Identification of Applicable Laws, Regulations, Policies
- Regulatory Adherence & Gap Analysis
- Preparation of Compliance Manual, Roles & Responsibilities
- Compliance Controls Testing
- Preparation for Regulatory Inspection
- Records Management
- Business Process Re-Engg
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- Review of processes – Scope for optimisation, Automation
- Prep of SOP & Checklists
- Root Cause Analysis and Remediation
- Technology Enhancements - RFP Business Analysis, Design, Testing
- New Product Development & Approval
- Controls Review & Optimisation
- Change Management Protocol
- Team Management
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- Graduate Training Program
- Mentorship
- Coaching
- Motivation and Decisions in Teams
- Investigations
- Self Development
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- Business Communication and Correspondence
- Stress & Collaboration
- Positive Attitudes, Values and Job Satisfaction
- Perception and Effective Decision Making
- Learning and Personality
- Oragnisation Growth
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- Organizational Structure and culture and Change
- Communication and Leadership
- Regulatory Compliance Adherence
- Power, Authority & Politics
- PoSH
- Leadership and Management
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- First time managers
- Workforce diversity
- Talent management
- People Management
- Managing a Younger Workforce